Caroline Goddard Hanna
Investment adviser representative at Northwestern Mutual Investment Services,LLC
9 yearsExperience
1 stateRegistered in
$0Firm assets
54 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Fixed or flat feeOther
Experience
9 years in the industry.
- Northwestern Mutual Investment Services, LLCMay 2024 to now
- Richard WorrellApr 2024 to now
- Wells Fargo Advisors US Tech SolutionsApr 2023 to Apr 2024
- Equitable AdvisorsNov 2022 to Mar 2023
- Charlotte Mecklenburg SchoolsNov 2021 to Oct 2022
- Snooze An Am EateryAug 2021 to Nov 2021
- Carolina PanthersAug 2019 to Feb 2020
- US National Whitewater CenterJul 2019 to Nov 2019
- Chick Fil AAug 2018 to Aug 2021
- University of Georgia Athletic DepartmentJan 2018 to Jul 2018
- StudentAug 2016 to Dec 2019
- Chick Fil ASep 2015 to Dec 2017
Exams passed
- Series 66 · Uniform Combined State Law2022
State registrations
Registered as an investment adviser representative in 1 state (NC).
Northwestern Mutual Investment Services,LLC
Legal name: Northwestern Mutual Investment Services, LLC
$0Assets managed
1Clients
2,130Advisers
54 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7657446
- Firm CRD
- 2881