Nathan M Smith
Investment adviser representative at Cetera Planning Partners
14 yearsExperience
1 stateRegistered in
$4.2BFirm assets
22 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
14 years in the industry.
- Cetera Planning PartnersSep 2026 to now
- Cetera Wealth Services, LLCDec 2025 to now
- Starbucks CorporationMar 2022 to now
- Avantax Planning PartnersDec 2025 to Sep 2026
- Charles Schwab & Co., Inc.Nov 2022 to Nov 2025
- Hy-veeSep 2020 to Jun 2022
- Lyons Service CenterJun 2017 to Jul 2020
- Full-time EducationOct 2012 to Jun 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2023
- Series 66 · Uniform Combined State Law2024
State registrations
Registered as an investment adviser representative in 1 state (IA).
Cetera Planning Partners
Legal name: The Retirement Planning Group, LLC
$4.2BAssets managed
4,849Clients
322Advisers
22 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7656938
- Firm CRD
- 129625