Andrew Joel Vargas
Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
14 yearsExperience
2 statesRegistered in
$1.8TFirm assets
47 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
14 years in the industry.
- Bank of America, N.A.Jan 2025 to now
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedOct 2022 to now
- Bank of America, N.A.May 2023 to Dec 2024
- UnemployedMar 2023 to May 2023
- TargetApr 2020 to Oct 2022
- Binghamton UniversityJan 2019 to May 2022
- Stuff A BagelOct 2018 to Jan 2019
- Lindencrest DinerJan 2018 to Oct 2018
- PrimericaOct 2017 to Aug 2021
- Suffolk County Community CollegeAug 2017 to Dec 2018
- Venetian Yacht ClubJun 2017 to Aug 2017
- 7-elevenMay 2014 to Jan 2018
- SchoolSep 2012 to Jun 2017
Exams passed
- Series 66 · Uniform Combined State Law2024
State registrations
Registered as an investment adviser representative in 2 states (NY, TX).
Merrill Lynch, Pierce, Fenner & Smith Incorporated
$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7656049
- Firm CRD
- 7691