Andrew Scott Volk
How is this counted?
Counted from the earlier of the person's first job or first state securities exam on their SEC record (currently the Series 63, 65 or 66). The SIE, futures exams and earlier firm registrations are not counted. The count runs to the end of their latest job, or this year if a job is still open. It includes every employer listed, even outside investment work, and any gaps between jobs. The SEC record lists jobs held in about the last 10 years, so jobs that ended before then are not counted. Years are counted by calendar year, so the figure can run up to a year high. This is not a measure of skill or quality.
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Services the firm offers
These describe the firm as a whole, not only this advisor.
Experience
21 years since the first job or state securities exam on the SEC record. Counts all jobs listed.
- CWM, LLCJan 2024 to now
- Cetera Wealth Services, LLCAug 2023 to now
- Premier Wealth Management GroupDec 2022 to now
- Cetera Advisor Networks LLCJan 2023 to Aug 2023
- North Dakota State UniversityMay 2021 to Jun 2022
- Mayville State UniversityAug 2020 to May 2021
- Greenops Outdoor ServicesMay 2020 to Apr 2023
- Casselton Parks & RecreationMay 2014 to Sep 2022
- Central Cass Public SchoolAug 2005 to Jun 2019
Exams passed
- Series 66 · Uniform Combined State Law2023
State registrations
Registered as an investment adviser representative in 1 state (ND).
CWM, LLC
Official records
Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- 7654270
- 155344