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Lorna Elizabeth Erb

Investment adviser representative at Ashton Thomas Securities, LLC
12 yearsYears since first job or exam
3 statesRegistered in
$1.9B
18 yearsFirm in business

How is this counted?

Counted from the earlier of the person's first job or first state securities exam on their SEC record (currently the Series 63, 65 or 66). The SIE, futures exams and earlier firm registrations are not counted. The count runs to the end of their latest job, or this year if a job is still open. It includes every employer listed, even outside investment work, and any gaps between jobs. The SEC record lists jobs held in about the last 10 years, so jobs that ended before then are not counted. Years are counted by calendar year, so the figure can run up to a year high. This is not a measure of skill or quality.

How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Services the firm offers

These describe the firm as a whole, not only this advisor.

Experience

12 years since the first job or state securities exam on the SEC record. Counts all jobs listed.

  1. Ashton Thomas Securities, LLCSep 2023 to now
  2. SephoraOct 2023 to Apr 2025
  3. UnemployedAug 2023 to Sep 2023
  4. J.P. Morgan Securities LLCOct 2022 to Jul 2023
  5. JPMorgan Chase Bank, N.A.Oct 2022 to Jul 2023
  6. Erb FinancialJan 2019 to Apr 2019
  7. Ulta BeautyOct 2018 to Apr 2023
  8. UnemployedMay 2018 to Oct 2018
  9. Sara's Garden CenterMay 2017 to Jun 2017
  10. Suny BinghamtonAug 2014 to May 2018

Exams passed

  • Series 63 · Uniform Securities Agent State Law2023
  • Series 66 · Uniform Combined State Law2025

State registrations

Registered as an investment adviser representative in 3 states (NY, PR, TX).

Ashton Thomas Securities, LLC

$1.9B
2,282Clients
18Advisers
18 yearsIn business

Official records

Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

7648983
16629
Advisor's SEC record (opens in a new tab)
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