Daniel I Regalado
How is this counted?
Counted from the earlier of the person's first job or first state securities exam on their SEC record (currently the Series 63, 65 or 66). The SIE, futures exams and earlier firm registrations are not counted. The count runs to the end of their latest job, or this year if a job is still open. It includes every employer listed, even outside investment work, and any gaps between jobs. The SEC record lists jobs held in about the last 10 years, so jobs that ended before then are not counted. Years are counted by calendar year, so the figure can run up to a year high. This is not a measure of skill or quality.
Contact this advisor
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Services the firm offers
These describe the firm as a whole, not only this advisor.
Experience
12 years since the first job or state securities exam on the SEC record. Counts all jobs listed.
- Missionsquare RetirementMar 2025 to now
- Missionsquare Investment ServicesMar 2025 to now
- Seminole Powersports NorthJun 2024 to Dec 2024
- First Command Advisory Services, IncSep 2023 to May 2024
- First Command Insurance Services, IncSep 2023 to May 2024
- First Command Brokerage Services, IncSep 2022 to May 2024
- U.S. ArmySep 2018 to Dec 2022
- Student- University of Central FloridaJul 2014 to Sep 2018
Exams passed
- Series 66 · Uniform Combined State Law2023
State registrations
Registered as an investment adviser representative in 1 state (FL).
Missionsquare Retirement
Legal name: International City Management Association Retirement Corporation
Official records
Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- 7634852
- 108783