Guadalupe Gonzalez
Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
10 yearsExperience
1 stateRegistered in
$1.8TFirm assets
47 yearsFirm in business
Are you Guadalupe Gonzalez? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- Bank of America, N.A.Jan 2025 to now
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedJan 2025 to now
- CitiSep 2021 to Jan 2025
- HebJul 2021 to Sep 2021
- University of MichiganAug 2019 to Jul 2021
- Office of U.S. Congressman Joaquin CastroMay 2019 to Aug 2019
- University of MichiganAug 2018 to May 2019
- Nextgen Rising FellowshipFeb 2018 to Aug 2018
- Lansing Community CollegeAug 2017 to Feb 2018
- Office of Michigan State Senator Curtis Hertel Jr.Feb 2016 to Aug 2017
Exams passed
- Series 66 · Uniform Combined State Law2023
State registrations
Registered as an investment adviser representative in 1 state (TX).
Merrill Lynch, Pierce, Fenner & Smith Incorporated
$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7616629
- Firm CRD
- 7691