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Auston G Lauber

Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
14 yearsExperience
2 statesRegistered in
$1.8TFirm assets
47 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsFixed or flat feeCommissions

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Portfolio management
  • Pension consulting
  • Seminars and workshops

Experience

14 years in the industry.

  1. Merrill Lynch, Pierce, Fenner & Smith IncorporatedAug 2022 to now
  2. Spirit AerosystemsSep 2021 to Aug 2022
  3. Wichita Federal Credit UnionAug 2020 to Aug 2021
  4. Gander RvMar 2020 to Aug 2020
  5. Martin Event ServicesJan 2020 to Nov 2021
  6. Friends UniversityAug 2019 to May 2020
  7. Spirit AerosystemsFeb 2019 to Jan 2020
  8. Uber EatsJan 2019 to Feb 2019
  9. UpsNov 2018 to Jan 2019
  10. DillonsNov 2012 to Nov 2018

Exams passed

  • Series 66 · Uniform Combined State Law2023

State registrations

Registered as an investment adviser representative in 2 states (KS, TX).

Merrill Lynch, Pierce, Fenner & Smith Incorporated

$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
7616429
Firm CRD
7691
Advisor's SEC record (opens in a new tab)
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