Sofia Marie Uceda
Investment adviser representative at J.P. Morgan Securities LLC
12 yearsExperience
2 statesRegistered in
$429.7BFirm assets
61 yearsFirm in business
Are you Sofia Marie Uceda? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
12 years in the industry.
- NutraboltJan 2026 to now
- J.P. Morgan Securities LLCApr 2024 to now
- Team Enterprises IncSep 2023 to Sep 2023
- Perfect 10 PromotionsAug 2023 to May 2025
- UnemployedJun 2023 to Sep 2023
- Charles Schwab & CoOct 2022 to Jun 2023
- UnemployedMay 2022 to Oct 2022
- Starbucks Coffee CompanyFeb 2022 to Apr 2022
- Edward A. Clark Center for AusSep 2021 to May 2022
- Clink Wine Bar + BitesMay 2021 to Aug 2021
- Chipotle Mexican GrillSep 2019 to Nov 2019
- University of Texas At AustinAug 2019 to May 2022
- La Madeleine French Bakery & CafeJan 2017 to Jan 2022
- Le Duff AmericaJan 2017 to Jan 2022
- UnemployedApr 2014 to Jan 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2023
- Series 66 · Uniform Combined State Law2025
State registrations
Registered as an investment adviser representative in 2 states (FL, TX).
J.P. Morgan Securities LLC
$429.7BAssets managed
1,246,646Clients
14,320Advisers
61 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7615109
- Firm CRD
- 79