Warwick Dean Simons
Investment adviser representative at Compound Global Advisors, LLC
13 yearsExperience
1 stateRegistered in
$1.2BFirm assets
4 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feePerformance-based
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
Experience
13 years in the industry.
- Compound Global Advisors, LLCOct 2022 to now
- Ws Portfolio AdvisoryMar 2022 to now
- Warwick Simons ConsultingFeb 2021 to Feb 2022
- Cogent InvestingMar 2017 to Feb 2021
- UnemployedNov 2016 to Mar 2017
- Goldman Sachs AsiaFeb 2013 to Nov 2016
Exams passed
- Series 65 · Uniform Investment Adviser Law2022
State registrations
Registered as an investment adviser representative in 1 state (WA).
Compound Global Advisors, LLC
$1.2BAssets managed
2Clients
1Advisers
4 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7614230
- Firm CRD
- 318889