Samuel Chapman Shafer
Investment adviser representative at RBC Capital Markets, LLC
14 yearsExperience
3 statesRegistered in
$310.4BFirm assets
49 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
14 years in the industry.
- RBC Capital Markets, LLCAug 2022 to now
- Loyola University of MarylandSep 2021 to May 2022
- Tm Ward CoffeeJun 2021 to Sep 2021
- Loyola University of MarylandSep 2020 to May 2021
- Tm Ward CoffeeJun 2020 to Sep 2020
- Loyola University of MarylandSep 2017 to May 2020
- Trinity Pawling SchoolSep 2012 to Sep 2017
Exams passed
- Series 66 · Uniform Combined State Law2023
State registrations
Registered as an investment adviser representative in 3 states (CO, CT, NY).
RBC Capital Markets, LLC
$310.4BAssets managed
283,910Clients
3,838Advisers
49 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7612030
- Firm CRD
- 31194