Seth Daniel Sullivant
Investment adviser representative at Charles Schwab & Co., Inc.
13 yearsExperience
1 stateRegistered in
$0Firm assets
39 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Fixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
Experience
13 years in the industry.
- Charles Schwab & Co., Inc.Oct 2025 to now
- LPL Enterprise, LLCNov 2024 to Sep 2025
- The Prudential Insurance Company of AmericaJul 2024 to Sep 2025
- Pruco Securities LLCMay 2024 to Nov 2024
- Prudential Sharon Brimmer AgencyAug 2022 to Jul 2024
- Crown Healthcare Laundry ServicesFeb 2022 to Aug 2022
- 5 Sisters Blues CafeDec 2021 to Feb 2022
- UnemployedAug 2021 to Dec 2021
- University of West FloridaAug 2017 to Aug 2021
- Fort Walton Beach High SchoolAug 2013 to Aug 2017
Exams passed
- Series 66 · Uniform Combined State Law2024
State registrations
Registered as an investment adviser representative in 1 state (TX).
Charles Schwab & Co., Inc.
$0Assets managed
0Clients
6,777Advisers
39 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7610294
- Firm CRD
- 5393