Joshua Paley
Investment adviser representative at LPL Financial LLC
11 yearsExperience
2 statesRegistered in
$819.1BFirm assets
51 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
11 years in the industry.
- LPL Financial LLCMay 2026 to now
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedDec 2024 to Mar 2026
- J.P. Morgan Securities LLCApr 2024 to Nov 2024
- Merril LynchAug 2022 to Mar 2024
- WalgreensJun 2022 to Jul 2022
- Coastal Current ElectricJan 2021 to Jul 2022
- Tulsa WeldingMay 2020 to Dec 2020
- Townies PizzaMar 2020 to Jan 2021
- FedexNov 2019 to Feb 2020
- UnemployedOct 2019 to Oct 2019
- Computer MoversJun 2019 to Sep 2019
- Norfolk SouthernSep 2015 to Dec 2019
Exams passed
- Series 63 · Uniform Securities Agent State Law2023
- Series 66 · Uniform Combined State Law2024
State registrations
Registered as an investment adviser representative in 2 states (AZ, TX).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7608577
- Firm CRD
- 6413