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Marie Cha

Investment adviser representative at Northwestern Mutual Investment Services,LLC
10 yearsExperience
1 stateRegistered in
$0Firm assets
54 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Fixed or flat feeOther

Experience

10 years in the industry.

  1. Northwestern Mutual Investment Services, LLCSep 2026 to now
  2. Northwestern Mutual Life Insurance CompanyMay 2026 to now
  3. UnemployedNov 2025 to May 2026
  4. Wells Fargo Bank, NAJan 2025 to Nov 2025
  5. Wells Fargo Clearing Services, LLCJan 2025 to Nov 2025
  6. University of Wisconsin - MilwaukeeSep 2024 to Dec 2024
  7. Milwaukee Area Technical CollegeSep 2023 to Jun 2024
  8. Ma Rie Flower LLCJul 2023 to Dec 2024
  9. Wells Fargo Bank, NADec 2018 to Oct 2023
  10. UnemployedOct 2018 to Nov 2018
  11. Aurora St Luke's Medical CenterAug 2018 to Sep 2018
  12. Better Living Home HealthcareFeb 2017 to Aug 2018
  13. Forever 21May 2016 to Jan 2017

Exams passed

  • Series 63 · Uniform Securities Agent State Law2025
  • Series 65 · Uniform Investment Adviser Law2025

State registrations

Registered as an investment adviser representative in 1 state (WI).

Northwestern Mutual Investment Services,LLC

Legal name: Northwestern Mutual Investment Services, LLC

$0Assets managed
1Clients
2,130Advisers
54 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
7608096
Firm CRD
2881
Advisor's SEC record (opens in a new tab)
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