Liam Rice
Investment adviser representative at Cetera Investment Advisers LLC
10 yearsExperience
1 stateRegistered in
$256.8BFirm assets
42 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- Cetera Investment Advisers LLCJan 2026 to now
- Cetera Investment Services LLCJan 2026 to now
- First New York Federal Credit UnionJan 2026 to now
- Bank of America, N.A.Sep 2024 to Jan 2026
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedAug 2024 to Jan 2026
- First New York Federal Credit UnionNov 2023 to Aug 2024
- LPL Financial LLCNov 2023 to Aug 2024
- TrustageNov 2023 to Aug 2024
- Rockefeller Financial LLCJun 2023 to Sep 2023
- Morgan StanleyAug 2022 to Jun 2023
- CommercehubJul 2021 to Jul 2022
- Saratoga Springs City School DistrictMar 2021 to Aug 2021
- Summit Clothing CompanyNov 2019 to Dec 2022
- Saratoga Independent SchoolSep 2018 to Sep 2020
- Siena CollegeJan 2017 to May 2019
- Saratoga Wilton Soccer ClubAug 2016 to Jan 2024
Exams passed
- Series 66 · Uniform Combined State Law2023
State registrations
Registered as an investment adviser representative in 1 state (NY).
Cetera Investment Advisers LLC
$256.8BAssets managed
813,961Clients
10,109Advisers
42 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7607309
- Firm CRD
- 105644