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Thomas Sigler Sloane

Investment adviser representative at Raymond James & Associates, Inc.
22 yearsExperience
2 statesRegistered in
$501BFirm assets
51 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsHourlyFixed or flat feeCommissions

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management
  • Pension consulting
  • Seminars and workshops

Experience

22 years in the industry.

  1. Raymond James & Associates, Inc.Jul 2025 to now
  2. UBS Financial ServicesOct 2022 to Jul 2025
  3. UnemployedSep 2022 to Oct 2022
  4. Kuehne + Nagel Inc.Apr 2019 to Aug 2022
  5. United States Navy ReservesDec 2018 to May 2022
  6. United States NavyJun 2004 to Nov 2018

Exams passed

  • Series 66 · Uniform Combined State Law2023

State registrations

Registered as an investment adviser representative in 2 states (FL, TX).

Raymond James & Associates, Inc.

$501BAssets managed
531,617Clients
5,571Advisers
51 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
7607015
Firm CRD
705
Advisor's SEC record (opens in a new tab)
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