Joshua Schmalz
Investment adviser representative at Commonwealth Financial Network
12 yearsExperience
1 stateRegistered in
$212.7BFirm assets
34 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
12 years in the industry.
- Commonwealth Financial NetworkApr 2025 to now
- InfinitasApr 2025 to now
- Equitable Advisors, LLCJul 2024 to Apr 2025
- UnemployedJun 2024 to Jun 2024
- Emporia State UniversityJan 2024 to May 2024
- PrimericaMay 2023 to May 2024
- Emporia State University ResidentialAug 2022 to May 2023
- Northwestern MutualJul 2022 to Sep 2022
- WalmartMay 2021 to Sep 2022
- Middle and High School At Jefferson County NorthJun 2014 to May 2021
Exams passed
- Series 66 · Uniform Combined State Law2024
State registrations
Registered as an investment adviser representative in 1 state (KS).
Commonwealth Financial Network
Legal name: Commonwealth Equity Services, LLC
$212.7BAssets managed
360,488Clients
2,700Advisers
34 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7606834
- Firm CRD
- 8032