Jordan Lloyd alma Prestwich
Investment adviser representative at Spc
11 yearsExperience
1 stateRegistered in
$6.1BFirm assets
42 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
11 years in the industry.
- SpcJun 2026 to now
- Parkland Securities, LLCJun 2026 to now
- Sigma Planning CorporationJun 2026 to now
- Fidelity InvestmentsJul 2022 to Jun 2026
- StantecMar 2020 to Jul 2022
- Nevada Gold MinesJan 2020 to Mar 2020
- Western Governors UniversitySep 2018 to Mar 2019
- Newmont USA LimitedJun 2015 to Dec 2019
Exams passed
- Series 63 · Uniform Securities Agent State Law2022
- Series 66 · Uniform Combined State Law2024
State registrations
Registered as an investment adviser representative in 1 state (UT).
Spc
Legal name: Sigma Planning Corporation
$6.1BAssets managed
30,916Clients
474Advisers
42 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7606600
- Firm CRD
- 110692