Peter Thomas Mudd
Investment adviser representative at UBS Financial Services Inc.
12 yearsExperience
1 stateRegistered in
$915.8BFirm assets
55 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissionsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
12 years in the industry.
- UBS Financial Services, IncJul 2025 to now
- The Vanguard Group, Inc.Aug 2022 to Jul 2025
- Harden Sports ClubSep 2021 to May 2022
- Cheaspeake Financial AdvisorsDec 2020 to Aug 2021
- Ashton Swim ClubJun 2019 to Aug 2019
- Cattail Creek Country ClubMay 2019 to Aug 2022
- Elon UniversityAug 2018 to May 2022
- Ashton Swim ClubJun 2015 to Jun 2018
- ST. Paul's SchoolAug 2014 to Jun 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law2022
- Series 65 · Uniform Investment Adviser Law2025
State registrations
Registered as an investment adviser representative in 1 state (NC).
UBS Financial Services Inc.
$915.8BAssets managed
1,144,588Clients
9,366Advisers
55 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7605603
- Firm CRD
- 8174