Romano Sergi
Investment adviser representative at Cetera Investment Advisers LLC
10 yearsExperience
1 stateRegistered in
$256.8BFirm assets
42 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- G & G Advisors LLC dba: Gray & Sergi Wealth Management GroupJun 2026 to now
- Summit Legacy Heritage LLCJun 2026 to now
- Cetera Investment Advisers LLCMay 2026 to now
- Cetera Wealth Services, LLCMar 2026 to now
- Sergis PizzaAug 2020 to now
- Gray & Gray and Associates Cpas, P.C.Jun 2023 to May 2024
- Merrill Lynch Wealth ManagementJul 2022 to Aug 2022
- Clarkson UniversityAug 2020 to Aug 2024
- Potsdam High SchoolSep 2016 to Jun 2020
Exams passed
- Series 66 · Uniform Combined State Law2026
State registrations
Registered as an investment adviser representative in 1 state (NY).
Cetera Investment Advisers LLC
$256.8BAssets managed
813,961Clients
10,109Advisers
42 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7605239
- Firm CRD
- 105644