Rachel Catherine Smith
Investment adviser representative at Northwestern Mutual Investment Services,LLC
10 yearsExperience
2 statesRegistered in
$0Firm assets
54 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Fixed or flat feeOther
Experience
10 years in the industry.
- Northwestern Mutual Wealth Management CompanyNov 2025 to now
- Elks LodgeOct 2023 to now
- Northwestern Mutual Investment Services, LLCAug 2023 to now
- Robert KilroyJan 2023 to now
- Robert KilroyAug 2022 to Dec 2022
- Reliance First CapitalMar 2021 to Aug 2022
- I Dj NowSep 2018 to Feb 2021
- Reliance First CapitalApr 2018 to Aug 2018
- Tru GreenApr 2016 to Apr 2018
Exams passed
- Series 66 · Uniform Combined State Law2024
State registrations
Registered as an investment adviser representative in 2 states (NJ, SC).
Northwestern Mutual Investment Services,LLC
Legal name: Northwestern Mutual Investment Services, LLC
$0Assets managed
1Clients
2,130Advisers
54 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7603452
- Firm CRD
- 2881