Alex James Carlson
Investment adviser representative at Great Waters Financial
14 yearsExperience
2 statesRegistered in
$1.2BFirm assets
4 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
14 years in the industry.
- Great Waters FinancialMay 2022 to now
- Ascentis Human Capital ManagementFeb 2020 to May 2022
- HelpsystemsJan 2017 to Dec 2019
- Thomson ReutersJan 2016 to Dec 2016
- University of Minnesota Twin-citiesAug 2012 to Dec 2016
- Maple Grove High SchoolJun 2012 to Dec 2016
Exams passed
- Series 65 · Uniform Investment Adviser Law2022
State registrations
Registered as an investment adviser representative in 2 states (MN, TX).
Great Waters Financial
Legal name: Great Waters Wealth Management
$1.2BAssets managed
1,627Clients
26Advisers
4 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7601133
- Firm CRD
- 308215