Chris Yum
Investment adviser representative at Wells Fargo Advisors
10 yearsExperience
2 statesRegistered in
$671.4BFirm assets
36 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
10 years in the industry.
- Wells Fargo Clearing Services, LLCOct 2025 to now
- J.P. Morgan Securities LLCJun 2023 to Oct 2025
- JPMorgan Chase Bank, N.A.Jun 2023 to Oct 2025
- Center of Influence Solution LLCApr 2023 to Jun 2023
- Northwestern Mutual Life Insurance CompanyAug 2022 to May 2023
- Northwestern Mutual Investment Services LLCJul 2022 to May 2023
- Dermatology and Advanced Skin CareJul 2021 to Jul 2022
- Echo Translation ServicesMay 2020 to May 2023
- Capital CorporationNov 2018 to Sep 2022
- Capital RemodelingNov 2018 to Apr 2022
- UnemployedSep 2018 to Oct 2018
- Fm EducationJan 2017 to Aug 2018
- Scribe AmericaSep 2016 to Mar 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2023
- Series 66 · Uniform Combined State Law2025
State registrations
Registered as an investment adviser representative in 2 states (MD, TX).
Wells Fargo Advisors
Legal name: Wells Fargo Clearing Services, LLC
$671.4BAssets managed
1,324,168Clients
14,661Advisers
36 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7600932
- Firm CRD
- 19616