Spencer Andrew Wesley
Investment adviser representative at RBC Capital Markets, LLC
11 yearsExperience
2 statesRegistered in
$310.4BFirm assets
49 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
11 years in the industry.
- RBC Capital Markets, LLCAug 2025 to now
- Bank of AmericaDec 2023 to Aug 2025
- Clearview Wealth Management LLCJun 2022 to Aug 2022
- Forest Properties ManagementJun 2020 to Aug 2020
- AutozoneMay 2020 to Apr 2021
- The Hidden StillAug 2019 to Jan 2026
- Eastern Connecticut State UniversityAug 2019 to May 2023
- CutcoDec 2018 to Mar 2019
- Hidden StillJul 2017 to Aug 2019
- Town of EllingtonJun 2017 to Aug 2020
- Ellington High SchoolAug 2015 to Aug 2019
Exams passed
- Series 66 · Uniform Combined State Law2026
State registrations
Registered as an investment adviser representative in 2 states (CT, TX).
RBC Capital Markets, LLC
$310.4BAssets managed
283,910Clients
3,838Advisers
49 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7599638
- Firm CRD
- 31194