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Ashley Marie Setter

Investment adviser representative at Northern Trust Securities, Inc
14 yearsExperience
1 stateRegistered in
$1.7BFirm assets
11 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsFixed or flat fee

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management

Experience

14 years in the industry.

  1. Northern Trust Securities, Inc.Jan 2024 to now
  2. Midland Trust CompanyJul 2023 to Dec 2023
  3. JPMorgan Chase Bank, NAJul 2022 to Jul 2023
  4. JPMorgan Securities LLCJul 2022 to Jul 2023
  5. Donn PalmsOct 2021 to Jan 2022
  6. Eddie and BarkusMar 2021 to Jul 2022
  7. Post Family FarmSep 2020 to Oct 2020
  8. Spectrum Health Rehab and Nursing CenterJun 2020 to Sep 2020
  9. KindercareFeb 2019 to Oct 2021
  10. UnemploymentJan 2019 to Jan 2019
  11. Park Lake CreameryApr 2018 to Dec 2018
  12. UnemploymentOct 2017 to Mar 2018
  13. Hawk Hollow Golf CourseMay 2017 to Sep 2017
  14. UnemploymentJul 2012 to Apr 2017

Exams passed

  • Series 66 · Uniform Combined State Law2022

State registrations

Registered as an investment adviser representative in 1 state (FL).

Northern Trust Securities, Inc

Legal name: Northern Trust Securities, Inc.

$1.7BAssets managed
2,053Clients
100Advisers
11 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
7599554
Firm CRD
7927
Advisor's SEC record (opens in a new tab)
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