Brandon M Schaefer
Investment adviser representative at W.A. Smith Financial Group
10 yearsExperience
1 stateRegistered in
$1.2BFirm assets
9 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- W.A. Smith Financial GroupJun 2025 to now
- W.A. Smith FinancialJul 2024 to now
- Thrivent FinancialAug 2022 to Jul 2024
- Thrivent Investment Management IncJul 2022 to Jul 2024
- UnemployedJan 2022 to Jul 2022
- Neighborhood LoansSep 2021 to Jan 2022
- Self-employedMar 2021 to Sep 2021
- Guaranteed RateNov 2020 to Mar 2021
- Mutual of Omaha MortgageDec 2018 to Nov 2020
- Bbmc MortgageAug 2016 to Dec 2018
Exams passed
- Series 66 · Uniform Combined State Law2022
State registrations
Registered as an investment adviser representative in 1 state (OH).
W.A. Smith Financial Group
Legal name: Great Lakes Retirement, Inc.
$1.2BAssets managed
1,669Clients
10Advisers
9 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7598608
- Firm CRD
- 146608