Connor Robert Hughes
Investment adviser representative at Principal Securities, Inc.
12 yearsExperience
2 statesRegistered in
$17BFirm assets
28 yearsFirm in business
Are you Connor Robert Hughes? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
12 years in the industry.
- Principal Securities, Inc.Apr 2025 to now
- Principal Life Insurance CompanyApr 2025 to now
- Mutual of America Financial GroupJul 2022 to Jan 2025
- Suffolk County Parks- Smith Point Ocean RescueMay 2021 to Aug 2021
- Suffolk County Parks- Smith Point Ocean RescueMay 2020 to Aug 2020
- Suffolk County Parks- Smith Point Ocean RescueMay 2019 to Aug 2019
- The Ohio State UniversityAug 2018 to Apr 2022
- Suffolk County Parks- Smith Point Ocean RescueMay 2018 to Aug 2018
- Sachem Youth Advisory GroupJul 2017 to Aug 2017
- Ward Melville High SchoolSep 2014 to Jun 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law2023
- Series 65 · Uniform Investment Adviser Law2025
State registrations
Registered as an investment adviser representative in 2 states (NY, TX).
Principal Securities, Inc.
$17BAssets managed
51,941Clients
1,464Advisers
28 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7598463
- Firm CRD
- 1137