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Sebastian Antonio Cornejo

Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
11 yearsExperience
3 statesRegistered in
$1.8TFirm assets
47 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsFixed or flat feeCommissions

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Portfolio management
  • Pension consulting
  • Seminars and workshops

Experience

11 years in the industry.

  1. Bank of America, N.A.Sep 2024 to now
  2. Merrill Lynch, Pierce, Fenner & Smith IncorporatedJul 2024 to now
  3. The Vanguard Group, Inc.Jan 2023 to Aug 2024
  4. City of London Investment ManagementOct 2022 to Dec 2022
  5. Florida Financial Advisors dba Tristate Financial AdvisorsMar 2022 to Sep 2022
  6. Oasis OutsourcingMar 2022 to May 2022
  7. RipplematchJan 2022 to Mar 2022
  8. Graypark LogisticsSep 2021 to Jan 2022
  9. Ftg LogisticsJun 2021 to Aug 2021
  10. NikeMay 2021 to Jun 2021
  11. UpsDec 2020 to Jan 2021
  12. Self EmployedJul 2020 to Aug 2022
  13. Burnham PoolMay 2020 to Aug 2020
  14. Lowe'sApr 2020 to Jun 2020
  15. La Salle University Art MuseumJan 2020 to Mar 2020
  16. UpsDec 2019 to Jan 2020
  17. La Salle University Art MuseumAug 2019 to Dec 2019
  18. Burnham PoolJun 2019 to Aug 2019
  19. The Seeing EyeMay 2019 to Jun 2019
  20. La Salle University Art MuseumJan 2019 to May 2019
  21. La Salle UniversityAug 2018 to May 2022
  22. La Salle University Art MuseumAug 2018 to Dec 2018
  23. Panera BreadMay 2018 to Aug 2018
  24. Five BelowMay 2018 to May 2018
  25. Morris Catholic High SchoolSep 2015 to Jun 2018

Exams passed

  • Series 65 · Uniform Investment Adviser Law2022
  • Series 63 · Uniform Securities Agent State Law2023

State registrations

Registered as an investment adviser representative in 3 states (NJ, PA, TX).

Merrill Lynch, Pierce, Fenner & Smith Incorporated

$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
7595678
Firm CRD
7691
Advisor's SEC record (opens in a new tab)
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