Thomas Frederick Cody
Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
10 yearsExperience
2 statesRegistered in
$1.8TFirm assets
47 yearsFirm in business
Are you Thomas Frederick Cody? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedJul 2022 to now
- UnemployedJun 2022 to Jun 2022
- University of South CarolinaAug 2021 to May 2022
- Jcb IndustriesApr 2021 to May 2022
- University of South CarolinaAug 2020 to May 2021
- University of South CarolinaAug 2019 to May 2020
- Lucas LandscaperMay 2019 to Aug 2021
- University of South CarolinaAug 2018 to May 2019
- Vector Marketing CorporationJun 2018 to Aug 2018
- Covington Catholic High SchoolAug 2017 to May 2018
- Skyline ChiliSep 2016 to Jul 2017
- Covington Catholic High SchoolAug 2016 to May 2017
Exams passed
- Series 66 · Uniform Combined State Law2023
State registrations
Registered as an investment adviser representative in 2 states (NC, TX).
Merrill Lynch, Pierce, Fenner & Smith Incorporated
$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7595411
- Firm CRD
- 7691