Jose D Guzman
Investment adviser representative at Cetera Investment Advisers LLC
16 yearsExperience
1 stateRegistered in
$256.8BFirm assets
42 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
16 years in the industry.
- Cetera Investment Advisers LLCApr 2026 to now
- Cetera Wealth Services, LLCApr 2026 to now
- Summit Financial GroupMar 2026 to now
- Eagle Strategies LLCJun 2025 to Mar 2026
- Nylife Securities LLCJan 2023 to Mar 2026
- New York Life Insurance CompanyAug 2022 to Mar 2026
- UnemployedApr 2022 to Aug 2022
- Buckler Family/adobe Road WineryOct 2021 to Apr 2022
- Southern Glazers Wine & SpiritsSep 2019 to Oct 2021
- Riboli FamilyApr 2019 to Aug 2019
- Ste Michelle Wine EstatesFeb 2010 to Apr 2019
Exams passed
- Series 63 · Uniform Securities Agent State Law2023
- Series 66 · Uniform Combined State Law2025
State registrations
Registered as an investment adviser representative in 1 state (OK).
Cetera Investment Advisers LLC
$256.8BAssets managed
813,961Clients
10,109Advisers
42 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7594886
- Firm CRD
- 105644