Nicholas Robert Arnone
Investment adviser representative at UBS Financial Services Inc.
10 yearsExperience
1 stateRegistered in
$915.8BFirm assets
55 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissionsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- UBS Financial Services Inc.Nov 2022 to now
- UBSAug 2022 to now
- Indiana University - Kelley School of BusinessSep 2021 to Aug 2022
- Oceanfirst BankJun 2021 to Aug 2021
- Indiana University - Kelley School of BusinessSep 2020 to May 2021
- Pierce Professional ResourcesJun 2020 to Aug 2020
- Indiana University - Kelley School of BusinessSep 2019 to May 2020
- Albarino Tapas & Wine BarMay 2019 to Aug 2019
- Indiana University - Kelley School of BusinessSep 2018 to Apr 2019
- Enzo's Pizza & SubsMay 2017 to Aug 2018
- Red Bank Regional High SchoolSep 2016 to Apr 2017
Exams passed
- Series 66 · Uniform Combined State Law2022
State registrations
Registered as an investment adviser representative in 1 state (NJ).
UBS Financial Services Inc.
$915.8BAssets managed
1,144,588Clients
9,366Advisers
55 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7593725
- Firm CRD
- 8174