Christopher Raymond Austin
Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
14 yearsExperience
2 statesRegistered in
$1.8TFirm assets
47 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
14 years in the industry.
- Bank of America N.A.Nov 2022 to now
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedJul 2022 to now
- Teca RestaurauntDec 2021 to Jul 2022
- Macy's IncDec 2021 to Feb 2022
- Rocksteady Promotions IncJun 2021 to Jul 2021
- Mas Mexicali RestaurantMar 2021 to Nov 2021
- Vector MarketingMar 2020 to Dec 2021
- West Chester UniversityAug 2018 to May 2022
- Lambertville StationJun 2016 to Aug 2018
- Chimney Hill Inn Bed & BreakfastJan 2016 to Dec 2018
- South HunterdonSep 2012 to Jun 2018
Exams passed
- Series 66 · Uniform Combined State Law2022
State registrations
Registered as an investment adviser representative in 2 states (NC, TX).
Merrill Lynch, Pierce, Fenner & Smith Incorporated
$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7593700
- Firm CRD
- 7691