Charles Edward Congdon
Investment adviser representative at RBC Capital Markets, LLC
20 yearsExperience
3 statesRegistered in
$310.4BFirm assets
49 yearsFirm in business
Are you Charles Edward Congdon? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
20 years in the industry.
- RBC Capital Markets, LLCDec 2025 to now
- Franklin Distributors, LLCJul 2024 to Dec 2025
- Putnam Investment ManagementJun 2023 to Dec 2025
- Putnam Retail ManagementJun 2023 to Jul 2024
- Putnam Investments/putnam Retail ManagementJul 2022 to Aug 2022
- College of the Holy CrossAug 2019 to May 2023
- Araho TransferJun 2019 to Dec 2022
- UnemployedSep 2006 to May 2019
Exams passed
- Series 66 · Uniform Combined State Law2023
State registrations
Registered as an investment adviser representative in 3 states (RI, TX, VI).
RBC Capital Markets, LLC
$310.4BAssets managed
283,910Clients
3,838Advisers
49 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7593023
- Firm CRD
- 31194