James Paddayuman Tuppal
Investment adviser representative at Commonwealth Financial Network
12 yearsExperience
2 statesRegistered in
$212.7BFirm assets
34 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
12 years in the industry.
- Commonwealth Financial NetworkJul 2022 to now
- Wealth Strategies GroupJul 2022 to now
- First Hawaiian BankOct 2021 to Jun 2022
- Hawaii Medical Services AssociationNov 2018 to Oct 2021
- Kapiolani Medical Center Women's & ChildrenNov 2016 to Nov 2018
- Hawaii Family Dental CentersApr 2014 to Nov 2018
Exams passed
- Series 66 · Uniform Combined State Law2023
State registrations
Registered as an investment adviser representative in 2 states (CA, HI).
Commonwealth Financial Network
Legal name: Commonwealth Equity Services, LLC
$212.7BAssets managed
360,488Clients
2,700Advisers
34 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7592857
- Firm CRD
- 8032