Juan D Morales
Investment adviser representative at Morgan Stanley
11 yearsExperience
2 statesRegistered in
$2TFirm assets
17 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissionsPerformance-basedOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
11 years in the industry.
- Morgan StanleyJun 2026 to now
- J.P. Morgan Securities LLCNov 2024 to May 2026
- JPMorgan Chase Bank, N.A.Nov 2024 to May 2026
- CitigroupApr 2022 to Nov 2024
- United Parking Group LLCJul 2021 to Aug 2022
- HSBC Bank USMay 2021 to Apr 2022
- Wing Tel IncMay 2020 to May 2021
- Valores BancolombiaApr 2019 to May 2020
- Universidad Del NorteJan 2015 to Jun 2020
Exams passed
- Series 63 · Uniform Securities Agent State Law2022
- Series 66 · Uniform Combined State Law2025
State registrations
Registered as an investment adviser representative in 2 states (FL, TX).
Morgan Stanley
Legal name: Morgan Stanley Smith Barney LLC
$2TAssets managed
2,703,720Clients
23,165Advisers
17 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7591618
- Firm CRD
- 149777