James Matthew West
Investment adviser representative at First Trust Advisors LP
11 yearsExperience
2 statesRegistered in
$309.2BFirm assets
35 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsPerformance-basedOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
Experience
11 years in the industry.
- First Trust Advisors L.P.Dec 2022 to now
- First Trust Portfolios L.P.Dec 2022 to now
- UnemployedSep 2022 to Dec 2022
- Purshe Kaplan Sterling InvestmentsJun 2022 to Sep 2022
- Thrivent Advisor Network dba 49 FinancialJun 2022 to Sep 2022
- Whiskey Oak RealtyJan 2022 to May 2022
- Endeavor Real Estate GroupSep 2021 to Dec 2021
- University of Texas At AustinAug 2018 to May 2022
- Episcopal School of DallasAug 2011 to Aug 2021
Exams passed
- Series 63 · Uniform Securities Agent State Law2022
- Series 66 · Uniform Combined State Law2022
State registrations
Registered as an investment adviser representative in 2 states (IL, TX).
First Trust Advisors LP
$309.2BAssets managed
5,731Clients
606Advisers
35 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7590404
- Firm CRD
- 107027