Nicole Karen Kennedy
Investment adviser representative at LPL Financial LLC
17 yearsExperience
1 stateRegistered in
$819.1BFirm assets
51 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
17 years in the industry.
- LPL Financial LLCSep 2024 to now
- S+g Wealth PartnersMay 2022 to now
- Osaic Wealth, Inc.Jan 2024 to Sep 2024
- Woodbury Financial, Inc.Jun 2023 to Jan 2024
- Bahama Buck'sMay 2019 to Apr 2020
- Barro's PizzaJun 2018 to Aug 2024
- Dairy QueenJun 2017 to Jun 2018
- Makutu's IslandJun 2017 to Jun 2018
- Public SchoolAug 2007 to Dec 2023
Exams passed
- Series 66 · Uniform Combined State Law2023
State registrations
Registered as an investment adviser representative in 1 state (AZ).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7590254
- Firm CRD
- 6413