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Thomas K Caskey

Investment adviser representative at RBC Capital Markets, LLC
19 yearsExperience
1 stateRegistered in
$310.4BFirm assets
49 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsFixed or flat fee

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management
  • Pension consulting
  • Seminars and workshops

Experience

19 years in the industry.

  1. RBC Capital Markets, LLCDec 2025 to now
  2. Stifel, Nicolaus & Company, IncorporatedSep 2023 to Dec 2025
  3. Morgan StanleyJul 2022 to Sep 2023
  4. Clay Shooters SupplyNov 2021 to Jul 2022
  5. Academy Sports and OutdoorsJul 2020 to Oct 2021
  6. Shoot SmartMay 2020 to Jul 2020
  7. Bass Pro ShopsFeb 2020 to Mar 2020
  8. University of North TexasAug 2019 to Aug 2022
  9. Northwest Independent School DistrictJul 2007 to Jun 2019

Exams passed

  • Series 66 · Uniform Combined State Law2022

State registrations

Registered as an investment adviser representative in 1 state (TX).

RBC Capital Markets, LLC

$310.4BAssets managed
283,910Clients
3,838Advisers
49 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
7589674
Firm CRD
31194
Advisor's SEC record (opens in a new tab)
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