Sean Heckler
Investment adviser representative at UBS Financial Services Inc.
20 yearsExperience
1 stateRegistered in
$915.8BFirm assets
55 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissionsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
20 years in the industry.
- UBS Financial Services Inc.Aug 2022 to now
- Delaware Park CasinoMay 2021 to Aug 2021
- Lancaster BarnstormersDec 2020 to Feb 2021
- Franklin & Marshall CollegeAug 2020 to May 2021
- DoordashMar 2020 to Aug 2022
- Patelmo's PizzaJun 2018 to Mar 2020
- EducationSep 2006 to May 2022
- StudentSep 2006 to May 2022
Exams passed
- Series 66 · Uniform Combined State Law2022
State registrations
Registered as an investment adviser representative in 1 state (NJ).
UBS Financial Services Inc.
$915.8BAssets managed
1,144,588Clients
9,366Advisers
55 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7589305
- Firm CRD
- 8174