Skip to content

Shawn Clay Riley

Investment adviser representative at J.P. Morgan Securities LLC
25 yearsExperience
1 stateRegistered in
$429.7BFirm assets
61 yearsFirm in business

Are you Shawn Clay Riley? Claim your profile

How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsOther

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management
  • Pension consulting

Experience

25 years in the industry.

  1. J.P. Morgan Securities LLCMar 2026 to now
  2. JPMorgan Chase Bank, N.A.Mar 2026 to now
  3. LPL Enterprise LLCJun 2025 to Feb 2026
  4. Prudential Insurance Company of AmericaJun 2025 to Feb 2026
  5. Edward JonesJul 2023 to May 2025
  6. UnemployedApr 2023 to Jun 2023
  7. First Command FinancialJan 2023 to Feb 2023
  8. US ArmyAug 2001 to Mar 2023

Exams passed

  • Series 66 · Uniform Combined State Law2022

State registrations

Registered as an investment adviser representative in 1 state (GA).

J.P. Morgan Securities LLC

$429.7BAssets managed
1,246,646Clients
14,320Advisers
61 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
7588446
Firm CRD
79
Advisor's SEC record (opens in a new tab)
CallContact this firm