Steven D Varghese

How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Services the firm offers

These describe the firm as a whole, not only this advisor.

• Financial planning
• Portfolio management
• Pension consulting
• Seminars and workshops

Experience

10 years in the industry.

1. Ameriprise Financial Services, LLCApr 2024 to now
2. University of California, San DiegoSep 2023 to Jun 2024
3. UnemployedAug 2023 to Sep 2023
4. Ameriprise Financial Services, LLCJun 2023 to Aug 2023
5. University of California, San DiegoSep 2022 to Jun 2023
6. UnemployedAug 2022 to Sep 2022
7. Eaglestone Tax & Wealth AdvisorsJun 2022 to Aug 2022
8. 24 Hour FitnessNov 2021 to Feb 2022
9. University of California, San DiegoSep 2021 to Jun 2022
10. UnemployedAug 2021 to Sep 2021
11. Mendocino FarmsJun 2021 to Aug 2021
12. University of California, San DiegoSep 2020 to Jun 2021
13. UnemployedAug 2020 to Sep 2020
14. 3 Pigs BbqMay 2020 to Aug 2020
15. Any MountainOct 2019 to Jan 2020
16. Design Tech High SchoolAug 2019 to Jun 2020
17. Hi-five SportsJun 2019 to Feb 2020
18. Design Tech High SchoolAug 2018 to Jun 2019
19. College of San MateoAug 2018 to Dec 2018
20. Home Court DmvJul 2018 to Jul 2018
21. Potomac AutoJul 2018 to Jul 2018
22. UnemployedJun 2018 to Aug 2018
23. Design Tech High SchoolSep 2017 to Jun 2018
24. UnemployedJun 2017 to Sep 2017
25. Design Tech High SchoolAug 2016 to Jun 2017

Exams passed

• Series 66 · Uniform Combined State Law2025

State registrations

Registered as an investment adviser representative in 1 state (CA).

Ameriprise Financial Services, LLC

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD

7587191

Firm CRD

6363