Mark brian Canlapan
Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
13 yearsExperience
2 statesRegistered in
$1.8TFirm assets
47 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
13 years in the industry.
- Bank of America, N.A.Jul 2024 to now
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedMay 2024 to now
- CitigroupJul 2023 to May 2024
- J.P. Morgan Securities LLCJun 2022 to Jul 2023
- JPMorgan Chase Bank, N.A.Jun 2022 to Jul 2023
- CitibankMay 2019 to May 2022
- San Francisco State UniversityAug 2018 to May 2020
- Valliani JewelersJul 2018 to Jun 2019
- Wyndham DestinationsJun 2018 to Jul 2018
- MacysMay 2015 to May 2018
- Skyline CollegeAug 2013 to May 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law2022
- Series 65 · Uniform Investment Adviser Law2023
State registrations
Registered as an investment adviser representative in 2 states (CA, TX).
Merrill Lynch, Pierce, Fenner & Smith Incorporated
$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7587140
- Firm CRD
- 7691