Armando Garza
Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
10 yearsExperience
1 stateRegistered in
$1.8TFirm assets
47 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- Bank of America, N.A.May 2025 to now
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedApr 2025 to now
- J.P. Morgan Securities LLCDec 2022 to Apr 2025
- JPMorgan Chase Bank, N.ADec 2022 to Apr 2025
- Cetera Advisors LLCSep 2022 to Nov 2022
- Orbis Wealth ConsultingJan 2022 to Nov 2022
- Mcvaugh Custom HomesSep 2021 to Dec 2021
- Garza Capital LLC - Self EmployedJun 2020 to Aug 2021
- Beyond FinanceJan 2020 to Sep 2020
- The Strategic Cfo ConsultingMay 2018 to Aug 2018
- San Isidro GroupAug 2017 to May 2021
- University of HoustonAug 2016 to Dec 2019
Exams passed
- Series 63 · Uniform Securities Agent State Law2023
- Series 66 · Uniform Combined State Law2025
State registrations
Registered as an investment adviser representative in 1 state (TX).
Merrill Lynch, Pierce, Fenner & Smith Incorporated
$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7586631
- Firm CRD
- 7691