Nicholas Wintermeyer
Investment adviser representative at Morgan Stanley
12 yearsExperience
2 statesRegistered in
$2TFirm assets
17 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissionsPerformance-basedOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
12 years in the industry.
- Morgan StanleyJul 2026 to now
- MML Investors Services, LLCFeb 2026 to Jul 2026
- Massmutual Life Insurance CompanyJan 2026 to Jul 2026
- State Street Global Advisors Funds Distributors, LLCAug 2024 to Dec 2025
- State Street Global Advisors Trust CompanyAug 2024 to Dec 2025
- The Vanguard Group, Inc.Jun 2022 to Aug 2024
- Rancho Manana Golf ClubMay 2020 to Jan 2022
- KidsparkMay 2019 to Aug 2019
- University of ArizonaAug 2018 to May 2022
- Don and CharliesNov 2017 to May 2018
- Don and CharliesNov 2016 to May 2017
- Cactus Shadows High SchoolAug 2014 to May 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law2022
- Series 65 · Uniform Investment Adviser Law2026
State registrations
Registered as an investment adviser representative in 2 states (AZ, TX).
Morgan Stanley
Legal name: Morgan Stanley Smith Barney LLC
$2TAssets managed
2,703,720Clients
23,165Advisers
17 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7584236
- Firm CRD
- 149777