Colin H Dalton
Investment adviser representative at Northwestern Mutual Investment Services,LLC
11 yearsExperience
1 stateRegistered in
$0Firm assets
54 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Fixed or flat feeOther
Experience
11 years in the industry.
- Kevin CosgroveJan 2026 to now
- Northwestern Mutual Investment Services, LLCMay 2025 to now
- Northwestern Mutual Life Insurance CompanyMay 2025 to Jan 2026
- FelinaSep 2024 to Mar 2025
- UnemployedMay 2024 to Sep 2024
- Redwood Financial PlanningJul 2023 to May 2024
- UnemployedMay 2023 to Jul 2023
- ShirleysFeb 2023 to Mar 2023
- Securian Financial Services IncJun 2022 to Dec 2022
- Huntley TaverneMay 2022 to Aug 2022
- Mountainview RoofingMay 2021 to Dec 2021
- Loyola MarylandAug 2019 to May 2023
- YmcaJun 2017 to Aug 2019
- StudentJan 2015 to Jun 2017
Exams passed
- Series 65 · Uniform Investment Adviser Law2023
- Series 63 · Uniform Securities Agent State Law2025
State registrations
Registered as an investment adviser representative in 1 state (NJ).
Northwestern Mutual Investment Services,LLC
Legal name: Northwestern Mutual Investment Services, LLC
$0Assets managed
1Clients
2,130Advisers
54 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7582069
- Firm CRD
- 2881