Alvin Themistocle
Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
12 yearsExperience
1 stateRegistered in
$1.8TFirm assets
47 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
12 years in the industry.
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedJul 2023 to now
- Nugen Capital ManagementAug 2022 to May 2023
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedJun 2022 to Aug 2022
- PricewatercooperOct 2021 to Dec 2021
- RipplematchOct 2021 to Oct 2021
- Energy Impact PartnersJun 2021 to Aug 2021
- Penn State UniversityAug 2019 to May 2023
- Moses Brown SchoolJul 2014 to May 2019
Exams passed
- Series 66 · Uniform Combined State Law2023
State registrations
Registered as an investment adviser representative in 1 state (NY).
Merrill Lynch, Pierce, Fenner & Smith Incorporated
$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7581632
- Firm CRD
- 7691