Emily Brooke Waits
Investment adviser representative at UBS Financial Services Inc.
10 yearsExperience
1 stateRegistered in
$915.8BFirm assets
55 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissionsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- UBS Financial Services Inc.Jan 2023 to now
- UBSAug 2022 to now
- PrismaNov 2021 to Aug 2022
- Ati Physical TherapyJan 2020 to Nov 2021
- Walker MethodistSep 2018 to Aug 2019
- Remedy Therapy SolutionsAug 2018 to Dec 2019
- Presbyterian HomesJul 2018 to Jan 2020
- HealthproApr 2018 to Dec 2019
- Health ProJun 2017 to Apr 2018
- Patewood RehabilitationOct 2016 to Jun 2017
Exams passed
- Series 66 · Uniform Combined State Law2023
State registrations
Registered as an investment adviser representative in 1 state (SC).
UBS Financial Services Inc.
$915.8BAssets managed
1,144,588Clients
9,366Advisers
55 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7581578
- Firm CRD
- 8174