Laura Carolina
Investment adviser representative at Ameriprise Financial Services, LLC
10 yearsExperience
1 stateRegistered in
$660.5BFirm assets
39 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- Ameriprise Financial Services, LLCFeb 2025 to now
- UnemployedMay 2024 to Feb 2025
- Bankers Life Advisory Services, IncJul 2023 to Apr 2024
- Bankers Life Securities, IncJun 2023 to Apr 2024
- Bankers Life & Casualty, IncMay 2023 to Apr 2024
- UnemployedApr 2023 to Jun 2023
- Valic Financial Advisors,inc.Jun 2022 to Apr 2023
- UnemployedJan 2022 to May 2022
- Spring Venture GroupMay 2019 to Dec 2021
- LandcorpMay 2017 to Mar 2019
- UnemployedJan 2017 to Apr 2017
- Kristen Cole (keller Williams)Sep 2016 to Dec 2016
Exams passed
- Series 66 · Uniform Combined State Law2022
State registrations
Registered as an investment adviser representative in 1 state (IL).
Ameriprise Financial Services, LLC
$660.5BAssets managed
1,386,329Clients
12,701Advisers
39 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7579735
- Firm CRD
- 6363