Charles Bugg
Investment adviser representative at Morgan Stanley
15 yearsExperience
2 statesRegistered in
$2TFirm assets
17 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissionsPerformance-basedOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
15 years in the industry.
- Morgan StanleyMay 2025 to now
- Northwestern Mutual Life Insurance CompanyFeb 2024 to Apr 2025
- Wmiii, LLCJan 2024 to Apr 2025
- Northwestern Mutual Wealth Management CompanyJul 2023 to Apr 2025
- Northwestern Mutual Investment Services LLCAug 2022 to Apr 2025
- William MooreJul 2022 to Jan 2024
- William Moore IiiJun 2022 to Aug 2022
- University of RichmondSep 2018 to Jun 2022
- Camp Rivers BendJun 2017 to Aug 2021
- Collegiate SchoolSep 2011 to Jun 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law2023
- Series 66 · Uniform Combined State Law2025
State registrations
Registered as an investment adviser representative in 2 states (TX, VA).
Morgan Stanley
Legal name: Morgan Stanley Smith Barney LLC
$2TAssets managed
2,703,720Clients
23,165Advisers
17 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7578417
- Firm CRD
- 149777