Carson J Small
Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
26 yearsExperience
2 statesRegistered in
$1.8TFirm assets
47 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
26 years in the industry.
- Bank of America, N.A.Aug 2023 to now
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedJul 2023 to now
- UnemployedApr 2023 to Jul 2023
- Sun Valley Co.Jan 2023 to Apr 2023
- Black Cypress RestaurantSep 2022 to Oct 2022
- Bank of AmericaJun 2022 to Aug 2022
- UnemployedAug 2021 to Jun 2022
- Washington State UniversityAug 2019 to Dec 2022
- Seattle Boat CompanyMay 2019 to Aug 2021
- Werkhoven Dairy IncMay 2019 to May 2019
- Montana State UniversityAug 2018 to May 2019
- UnemployedJul 2018 to May 2019
- NordstromJun 2018 to Jul 2018
- SturtevantsNov 2017 to Mar 2018
- UnemployedApr 2017 to Nov 2017
- Quality Food CentersFeb 2017 to Apr 2017
- Bellevue High SchoolAug 2014 to May 2018
- UnemployedJun 2000 to Jan 2017
Exams passed
- Series 66 · Uniform Combined State Law2023
State registrations
Registered as an investment adviser representative in 2 states (TX, WA).
Merrill Lynch, Pierce, Fenner & Smith Incorporated
$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 7568637
- Firm CRD
- 7691